-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GiqNKE8oJIHhoO2QF54IxcVYxyXCsClq80FjSiiiN58GYXb8uIDTCwWjLRY8nzOK jtjfxHw/RbScEPNdEcZl2g== 0000912057-02-034784.txt : 20020906 0000912057-02-034784.hdr.sgml : 20020906 20020906165751 ACCESSION NUMBER: 0000912057-02-034784 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020906 GROUP MEMBERS: CITICORP GROUP MEMBERS: CITICORP BANKING CORPORATION GROUP MEMBERS: CITIGROUP HOLDINGS COMPANY GROUP MEMBERS: COURT SQUARE CAPITAL LIMITED SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TITAN INTERNATIONAL INC CENTRAL INDEX KEY: 0000899751 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 363228472 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44468 FILM NUMBER: 02758796 BUSINESS ADDRESS: STREET 1: 2701 SPRUCE ST CITY: QUINCY STATE: IL ZIP: 62301 BUSINESS PHONE: 2172286011 MAIL ADDRESS: STREET 1: 2701 SPRUCE ST CITY: QUINCY STATE: IL ZIP: 62301 FORMER COMPANY: FORMER CONFORMED NAME: TITAN WHEEL INTERNATIONAL INC DATE OF NAME CHANGE: 19930403 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 SC 13D/A 1 a2088852zsc13da.txt SCHEDULE 13D/A ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response....14.90 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D (RULE 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13D-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO 13D-2(a) (AMENDMENT NO. 3)(1) TITAN INTERNATIONAL, INC. -------------------------------------------------------- (Name of Issuer) COMMON STOCK, NO PAR VALUE -------------------------------------------------------- (Title Class of Securities) 8830M 10 2 -------------------------------------------------------- (CUSIP Number) ROBERT G. ROBISON, ESQ. MORGAN, LEWIS & BOCKIUS LLP 101 PARK AVENUE NEW YORK, NEW YORK 10178 (212) 309-6126 -------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) SEPTEMBER 3, 2002 -------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box / /. NOTE: Schedules filed in paper format shall include a signed original and five copies of the - ----------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, SEE the NOTES). CUSIP NO. 88830M 10 2 13D PAGE 2 of 23 PAGES schedule, including all exhibits. See section 240.13d-7 for other parties to whom copies are to be sent. CUSIP NO. 88830M 10 2 13D PAGE 3 of 23 PAGES - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION OF ABOVE PERSON Court Square Capital Limited - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER (a) / / OF A GROUP* (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(E) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH -------------------------------------------------- REPORTING PERSON 8 SHARED VOTING POWER WITH 4,917,464** -------------------------------------------------- 9 SOLE DISPOSITIVE POWER -------------------------------------------------- 10 SHARED DISPOSITIVE POWER 4,917,464** - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,917,464** - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 23.6% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON - ---------- ** Represents shares directly beneficially owned by Court Square Capital Limited. CUSIP NO. 88830M 10 2 13D PAGE 4 of 23 PAGES 14 CO - ------------------------------------------------------------------------------- CUSIP NO. 88830M 10 2 13D PAGE 5 of 23 PAGES - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION OF ABOVE PERSON Citicorp Banking Corporation - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER (a) / / OF A GROUP* (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(E) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH -------------------------------------------------- REPORTING PERSON 8 SHARED VOTING POWER WITH 4,917,464** -------------------------------------------------- 9 SOLE DISPOSITIVE POWER -------------------------------------------------- 10 SHARED DISPOSITIVE POWER 4,917,464** - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,917,464** - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 23.6% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON ** Represents shares directly beneficially owned by Court Square Capital Limited. CUSIP NO. 88830M 10 2 13D PAGE 6 of 23 PAGES 14 HC - ------------------------------------------------------------------------------- CUSIP NO. 88830M 10 2 13D PAGE 7 of 23 PAGES - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION OF ABOVE PERSON Citicorp - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER (a) / / OF A GROUP* (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(E) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH -------------------------------------------------- REPORTING PERSON 8 SHARED VOTING POWER WITH 4,917,464** -------------------------------------------------- 9 SOLE DISPOSITIVE POWER -------------------------------------------------- 10 SHARED DISPOSITIVE POWER 4,917,464** - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,917,464** - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 23.6% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON ** Represents shares directly beneficially owned by Court Square Capital Limited. CUSIP NO. 88830M 10 2 13D PAGE 8 of 23 PAGES 14 HC - ------------------------------------------------------------------------------- CUSIP NO. 88830M 10 2 13D PAGE 9 of 23 PAGES - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION OF ABOVE PERSON Citigroup Holdings Company - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER (a) / / OF A GROUP* (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(E) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH -------------------------------------------------- REPORTING PERSON 8 SHARED VOTING POWER WITH 4,917,464** -------------------------------------------------- 9 SOLE DISPOSITIVE POWER -------------------------------------------------- 10 SHARED DISPOSITIVE POWER 4,917,464** - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,917,464** - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 23.6% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON ** Represents shares directly beneficially owned by Court Square Capital Limited. CUSIP NO. 88830M 10 2 13D PAGE 10 of 23 PAGES 14 HC - ------------------------------------------------------------------------------- CUSIP NO. 88830M 10 2 13D PAGE 11 of 23 PAGES - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION OF ABOVE PERSON Citigroup Inc. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER (a) / / OF A GROUP* (b) / / - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - ------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(E) / / - ------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF SHARES 7 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH -------------------------------------------------- REPORTING PERSON 8 SHARED VOTING POWER WITH 4,918,326** -------------------------------------------------- 9 SOLE DISPOSITIVE POWER -------------------------------------------------- 10 SHARED DISPOSITIVE POWER 4,918,326** - ------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,918,326** - ------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 23.6% - ------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON - ---------- ** Represents (i) 4,917,464 shares directly beneficially owned by Court Square Capital Limited and (ii) 862 shares of Common Stock directly beneficially owned by other wholly owned subsidiaries of Citigroup Inc. CUSIP NO. 88830M 10 2 13D PAGE 12 of 23 PAGES 14 HC - ------------------------------------------------------------------------------- CUSIP NO. 88830M 10 2 13D PAGE 13 of 23 PAGES This Amendment No. 3 to the Schedule 13D filed on August 10, 2000, as amended by Amendment No. 1 filed on December 5, 2000 and Amendment No. 2 filed on May 16, 2002 (the "Schedule 13D") relates to the Common Stock, no par value per share ("Common Stock"), of Titan International, Inc., an Illinois corporation (the "Company"). Information in prior amendments and the original Schedule 13D remains in effect except to the extent that it is superseded by subsequently filed information, including the information contained in this Amendment No. 3. Information given in response to each item shall be deemed incorporated by reference in all other items. Capitalized terms used but not defined in this Amendment No. 3 shall have the respective meanings ascribed to them in the Schedule 13D. ITEM 2. IDENTITY AND BACKGROUND The response to Item 2 of the Schedule 13D is hereby amended and restated to read in its entirety as follows: (a) This Amendment No. 3 to the Schedule 13D is being filed by each of the following persons pursuant to Rule 13(d)-(2)(a) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Securities and Exchange Act of 1934 (the "Exchange Act"): (i) Court Square Capital Limited, a Delaware corporation ("Court Square"), by virtue of its direct beneficial ownership of Common Stock, (ii) Citicorp Banking Corporation, a Delaware corporation ("Citicorp Banking"), by virtue of its ownership of all of the outstanding common stock of Court Square, (iii) Citicorp, a Delaware corporation ("Citicorp"), by virtue of its ownership of all of the outstanding common stock of Citicorp Banking, (iv) Citigroup Holdings Company, a Delaware corporation ("Citigroup Holdings"), by virtue of its ownership of all of the outstanding common stock of Citicorp, and (v) Citigroup Inc., a Delaware corporation ("Citigroup"), by virtue of its ownership of all the outstanding common stock of Citigroup Holdings (each, a "Reporting Person" and collectively, the "Reporting Persons"). Attached as Schedule A is information concerning each executive officer and director of each of Court Square and Citigroup. Schedule A is incorporated into and made a part of this Amendment No. 3 to the Schedule 13D. (b) The address of the principal business and principal office of each of Court Square, Citicorp and Citigroup is 399 Park Avenue, New York, New York 10043. The address of the principal business and principal office of Citicorp Banking is One Penn's Way, New Castle, Delaware 19720. The address of the principal business and principal office of Citigroup Holdings is One Rodney Square, Wilmington, Delaware 19899. (c) Court Square's principal business is investing in leveraged buy-outs. Citicorp Banking is a holding company principally engaged, through its subsidiaries, in the general financial services business. Citicorp is a bank holding company principally engaged, through its subsidiaries, in the general financial services business. Citigroup Holdings is a holding company principally engaged, through its subsidiaries, in the general financial services CUSIP NO. 88830M 10 2 13D PAGE 14 of 23 PAGES business. Citigroup is a diversified holding company providing, through its subsidiaries, a broad range of financial services to consumer and corporate customers worldwide. (d) During the last five years, none of the Reporting Persons nor, to the knowledge of each Reporting Person, any of their respective officers, directors or controlling persons has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) During the last five years, none of the Reporting Persons, nor, to the knowledge of each Reporting Person, any of their respective officers, directors or controlling persons has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Each of Court Square, Citicorp Banking, Citicorp, Citigroup Holdings and Citigroup is a Delaware corporation. Except as otherwise indicated on Schedule A, to the knowledge of each Reporting Person, each executive officer and director named in Schedule A to this Amendment No. 3 to the Schedule 13D are citizens of the United States. ITEM 4. PURPOSE OF TRANSACTION The response to Item 4 of Schedule 13D is hereby amended and restated to read in its entirety as follows: From May 20, 2002 through September 4, 2002, Court Square disposed of 215,500 shares of Common Stock in open market transactions in the ordinary course of business under Rule 144, as promulgated under the Securities Act of 1933, as amended. This Amendment is being filed because the dispositions of the Common Stock may be deemed to be material under Exchange Act Rule 13d-2(a). See Item 5 for a description of the specific transactions. Except as described in the Schedule 13D, as amended by this Amendment No. 3 to the Schedule 13D, none of the Reporting Persons nor, to the best knowledge of each Reporting Person, any of the persons named in Schedule A to this Amendment No. 3 to the Schedule 13D, has formulated any plans or proposals which relate to or would result in: (a) the acquisition by any person of additional securities of the Company, or the disposition of securities of the Company; (b) an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Company or any of its subsidiaries; (c) a sale or transfer of a material amount of assets of the Company or any of its subsidiaries; (d) any change in the present Board of Directors or management of the Company, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the Board; (e) any material change in the present capitalization or dividend policy of the Company; (f) any other material change in the Company's business or corporate structure; (g) any changes in the Company's charter or by-laws or other actions which may impede the acquisition or control of the Company by any person; (h) causing a class of securities of the Company to be delisted from a national securities exchange or CUSIP NO. 88830M 10 2 13D PAGE 15 of 23 PAGES cease to be authorized to be quoted in an interdealer quotation system of a registered national securities association; (i) causing a class of equity securities of the Company to become eligible for termination of registration pursuant to Section 12(g)(4) of the Exchange Act; or (j) any action similar to those enumerated above. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER The response to Item 5 of the Schedule 13D is hereby amended and restated to read in its entirety as follows: The percentage calculations in Item 5 of this Schedule 13D are based upon 20,815,674 shares of Common Stock outstanding as reported in the Company's Form 10-Q filed on August 9, 2002. (a) COURT SQUARE. As of September 4, 2002, Court Square directly beneficially owns 4,917,464 or 23.6%, of the Company's Common Stock. Court Square disclaims beneficial ownership of the 862 shares of Common Stock directly beneficially owned by other wholly owned subsidiaries of Citigroup. CITICORP BANKING, CITICORP, AND CITIGROUP HOLDINGS. As of September 4, 2002, each of Citicorp Banking, Citicorp, and Citigroup Holdings indirectly beneficially owns, exclusively through their holding company structures, 4,917,464 or 23.6%, of the Company's Common Stock directly beneficially owned by Court Square. Each of Citicorp Banking, Citicorp, and Citigroup Holdings disclaims beneficial ownership of the 862 shares of Common Stock directly owned by other wholly owned subsidiaries of Citigroup. CITIGROUP. As of September 4, 2002, Citigroup indirectly beneficially owns, exclusively through its holding company structure, 4,918,326 shares, or 23.6%, of Common Stock, representing (i) 4,917,464 shares directly beneficially owned by Court Square and (ii) 862 shares directly beneficially owned by other wholly owned subsidiaries of Citigroup. (b) Court Square, Citicorp Banking, Citicorp, Citigroup Holdings and Citigroup may be deemed to share the voting and dispositive power of the 4,917,464 shares of Common Stock directly beneficially owned by Court Square. Citigroup may be deemed to share the voting and dispositive power of the 862 shares of Common Stock directly beneficially owned by other wholly owned subsidiaries of Citigroup. This Schedule 13D is being filed because of Citicorp Banking's 100% ownership in Court Square, Citicorp's 100% ownership interest in Citicorp Banking, Citigroup Holdings's 100% ownership interest in Citicorp and Citigroup's 100% interest in Citigroup Holdings. (c) Court Square has sold in open market transactions shares of Common Stock as follows:
TRADE DATE SHARES AVG PRICE ---------- ------ --------- 5/20/2002 3,000 5.36330 5/21/2002 14,500 5.00100
CUSIP NO. 88830M 10 2 13D PAGE 16 of 23 PAGES
TRADE DATE SHARES AVG PRICE ---------- ------ --------- 5/22/2002 3,400 5.02000 5/23/2002 5,000 5.09280 5/24/2002 4,600 5.14130 5/28/2002 4,000 5.06000 5/29/2002 3,700 5.06460 5/30/2002 100 5.05000 5/31/2002 4,700 5.10430 6/3/2002 3,000 5.10000 6/25/2002 2,200 4.33180 6/26/2002 6,000 4.22000 6/27/2002 3,500 4.09290 6/28/2002 6,000 4.11670 7/2/2002 1,000 4.04000 7/3/2002 3,400 3.95880 7/5/2002 4,500 3.95560 7/8/2002 2,000 4.03000 7/9/2002 2,000 4.05000 7/10/2002 3,100 4.00970 7/11/2002 100 3.93000 7/12/2002 2,300 3.91870 7/15/2002 16,300 3.65000 7/16/2002 5,000 3.61000 7/17/2002 5,000 3.55280 7/18/2002 2,300 3.55910 7/19/2002 2,100 3.63480 7/22/2002 1,600 3.63130 7/23/2002 6,000 3.51000 7/24/2002 5,300 3.16420 7/25/2002 20,000 2.65120 7/26/2002 15,300 2.76040 8/15/2002 2,200 3.46820 8/16/2002 1,100 3.40000 8/19/2002 26,700 3.34780 8/27/2002 400 4.81000 8/28/2002 1,500 4.31000 8/29/2002 10,500 3.91570 8/30/2002 1,500 3.77000
CUSIP NO. 88830M 10 2 13D PAGE 17 of 23 PAGES
TRADE DATE SHARES AVG PRICE ---------- ------ --------- 9/3/2002 10,400 3.49330 9/4/2002 200 3.60000
Except for the foregoing, neither the Reporting Persons nor, to the best knowledge of each Reporting Person, any of the persons named in Schedule A to this Amendment No. 3 to the Schedule 13D, has effected a transaction in shares of Common Stock during the past 60 days. (d) No person other than Court Square has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock owned by Court Square. (e) Not applicable. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit A Joint Filing Agreement among the Reporting Persons CUSIP NO. 88830M 10 2 13D PAGE 18 of 23 PAGES SIGNATURE After reasonable inquiry and to the best of the knowledge and belief of the undersigned, the undersigned certify that the information set forth in this statement on Schedule 13D with respect to the undersigned is true, complete and correct. Dated: September 6, 2002 COURT SQUARE CAPITAL LIMITED By: /s/ ANTHONY P. MIRRA -------------------------- Name: Anthony P. Mirra Title: Vice President CITICORP BANKING CORPORATION By: /s/ WILLIAM WOLF -------------------------- Name: William Wolf Title: Senior Vice President CITICORP By: /s/ JOSEPH B. WOLLARD -------------------------- Name: Joseph B. Wollard Title: Assistant Secretary CITIGROUP HOLDINGS COMPANY By: /s/ JOSEPH B. WOLLARD -------------------------- Name: Joseph B. Wollard Title: Assistant Secretary CITIGROUP INC. By: /s/ JOSEPH B. WOLLARD -------------------------- Name: Joseph B. Wollard Title: Assistant Secretary CUSIP NO. 88830M 10 2 13D PAGE 19 of 23 PAGES SCHEDULE A COURT SQUARE CAPITAL LIMITED DIRECTORS William T. Comfort David F. Thomas
OFFICERS TITLE - -------- ----- William T. Comfort Senior Vice President Byron L. Knief Vice President Michael T. Bradley Vice President Charles E. Corpening Vice President Michael A. Delaney Vice President* Ian D. Highet Vice President David Y. Howe Vice President Richard E. Mayberry Vice President Thomas F. McWilliams Vice President Paul C. Schorr Vice President* Joseph M. Silvestri Vice President David F. Thomas Vice President James A. Urry Vice President John D. Weber Vice President Michael S. Gollner Vice President Lauren M. Connelly Vice President & Secretary Anthony P. Mirra Vice President Darryl A. Johnson Assistant Vice President
* Denotes the functional title of Managing Director. CUSIP NO. 88830M 10 2 13D PAGE 20 of 23 PAGES SCHEDULE A CITIGROUP
DIRECTORS AND OFFICERS TITLE - ---------------------- ----- C. Michael Armstrong Director Alain J.P. Belda Director (Brazil) George David Director Kenneth T. Derr Director John M. Deutch Director The Honorable Gerald R. Ford Honorary Director Alfredo Harp Helu Director (Mexico) Roberto Hernandez Ramirez Director (Mexico) Ann Dibble Jordan Director Reuben Mark Director Michael T. Masin Director Dudley C. Mecum Director Richard D. Parsons Director Andrall E. Pearson Director Robert E. Rubin Director and Executive Officer Franklin A. Thomas Director Sanford I. Weill Director and Executive Officer Arthur Zankel Director Winfried F.W. Bischoff Executive Officer (United Kingdom and Germany) Michael A. Carpenter Executive Officer Stanley Fischer Executive Officer Thomas Wade Jones Executive Officer Deryck C. Maughan Executive Officer (United Kingdom) Victor J. Menezes Executive Officer Charles O. Prince, III Executive Officer William R. Rhodes Executive Officer Todd S. Thomson Executive Officer Robert B. Willumstad Executive Officer
CUSIP NO. 88830M 10 2 13D PAGE 21 of 23 PAGES EXHIBIT INDEX
SEQUENTIAL EXHIBIT NO. NUMBERED PAGE - ----------- ------------- Exhibit A -- Joint Filing Agreement among the Reporting Persons.
EX-99.A 3 a2088852zex-99_a.txt EXHIBIT 99.A CUSIP NO. 88830M 10 2 13D PAGE 22 of 23 PAGES EXHIBIT 99(a) AGREEMENT AS TO THE JOINT FILING OF SCHEDULE 13D The undersigned hereby agree that: (i) each of them is individually eligible to use the Schedule 13D attached hereto; (ii) the attached Schedule 13D is filed on behalf of each of them; and (iii) each of them is responsible for the timely filing of such Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information therein concerning him or itself; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless he or it knows or has reason to believe that such information is inaccurate. Dated: September 6, 2002 CITIGROUP INC. CITIGROUP INC. By: /s/ JOSEPH B. WOLLARD -------------------------- Name: Joseph B. Wollard Title: Assistant Secretary CITIGROUP HOLDINGS COMPANY By: /s/ JOSEPH B. WOLLARD -------------------------- Name: Joseph B. Wollard Title: Assistant Secretary CITICORP By: /s/ JOSEPH B. WOLLARD -------------------------- Name: Joseph B. Wollard Title: Assistant Secretary CUSIP No. 88830M 10 2 13D Page 23 of 23 Pages CITICORP BANKING CORPORATION By: /s/ WILLIAM WOLF -------------------------- Name: William Wolf Title: Senior Vice President COURT SQUARE CAPITAL LIMITED By: /s/ ANTHONY P. MIRRA -------------------------- Name: Anthony P. Mirra Title: Vice President -----END PRIVACY-ENHANCED MESSAGE-----